FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
LEE ENTERPRISES, INC [ LEE ENT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/02/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 04/11/2011 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/02/2011 | C | 6,001 | A | (1)(2) | 6,001 | I(3) | By Son in Trust | ||
Common Stock | 03/02/2011 | C | 4,001 | A | (1)(2) | 4,001 | I(3) | By Daughter in Trust | ||
Common Stock | 03/02/2011 | C | 1 | A | (1)(2) | 1 | I(3) | By Daughter in Trust | ||
Common Stock | 03/02/2011 | C | 1 | A | (1)(2) | 1 | I(3) | By Daughter in Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (1) | 03/02/2011 | C | 6,001(2) | (1) | (1) | Common Stock | 6,001(2) | $0 | 0 | I(3) | By Son in Trust | |||
Class B Common Stock | (1) | 03/02/2011 | C | 4,001(2) | (1) | (1) | Common Stock | 4,001(2) | $0 | 0 | I(3) | By Daughter in Trust | |||
Class B Common Stock | (1) | 03/02/2011 | C | 1(2) | (1) | (1) | Common Stock | 1(2) | $0 | 0 | I(3) | By Daughter in Trust | |||
Class B Common Stock | (1) | 03/02/2011 | C | 1(2) | (1) | (1) | Common Stock | 1(2) | $0 | 0 | I(3) | By Daughter in Trust |
Explanation of Responses: |
1. The Company's Class B Common Stock automatically converted to Common Stock when the number of outstanding Class B shares declined through trading on March 2, 2011 below the sunset level of 5.6 million shares established in Lee's Restated Certificate of Incorporation, as amended. |
2. Due to a scrivner's error, one share was omitted from the Reporting Person's original Form 4, though previously reported by Reporting Person prior to the automatic conversion of the Company's Class B Common Stock to Common Stock. |
3. Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest, if any, therein. |
Remarks: |
Edmund H. Carroll, Limited POA, Attorney-in-Fact | 07/11/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |